Capital Market Legal Framework

Framework law on the securities market (Law 964 of 2005)

Decree 2555 of 2010 
(Single regulatory decree which compiles and reissues regulations concerning the financial, insurance, and securities market sectors)

Superintendencia Financiera de Colombia (SFC in Spanish)
(Financial Supervision Authority)

General SFC Regulations

Dirección de Impuestos y Aduanas Nacionales (DIAN in Spanish)
(Colombian Tax and Customs Authority)

Beneficial Ownership Regulation

Investor Registration

Contact information regarding investor resgistration

Unidad de Proyección Normativa y Estudios de Regulación Financiera (URF in Spanish)
(Ministry of Finance Regulatory Body)

Regulatory decrees

Banco de la República
(The Central bank of Colombia)

External Resolution 01 of 2018 (only in Spanish)

Market Representative Exchange Rate Methodology (only in Spanish)

Autorregulador del mercado de valores de Colombia (AMV in Spanish)
(Self-Regulatory Organization)

Regulations

Circular Letters and Supervision and Discipline Policy

Current Guideline Manual: Non-binding guidelines for good conduct

 

Bolsa de valores de Colombia (bvc in Spanish)
(Colombian Securities Exchange)

Rules of the Trading Systems administered by the Colombian Securities Exchange which includes equituies, fixed income, and derivatives (only in Spanish)

Rules of the Crowdfunding Systems administered by the Colombian Securities Exchange (only in Spanish)

 

Cámara de Riesgo Central de Contraparte (CRCC in Spanish)

Rule Book for further information about Colombian Central Counterparty Clearing House (CCP)

Principal Financial Market Infrastructures

 

Depósito centralizado de Valores de Colombia (Deceval in Spanish)
(Colombian Central Securities Depository)

Rule Book for further information about Colombian Central Securities Depository (CSD)